Fca cass handbook

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Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules Fully comply with CASS rules as per the FCA handbook · Minimise risk of CASS breaches · Quickly identify and resolve shortfalls as per CASS 6.6. · Reconciliationthe firm is subject to the rules in the form in which they were approved. CASS 1.2.5A G 01/10/ The principal objective of the FCA's CASS Rules is to keep Client Assets safe in the event of a firm's failure. A fundamental requirement of the CASS Rules The purpose of the rules in CASS is to ensure that the assets of a client are kept separate from the assets of a firm, so that, in the event of a firm's Define FCA CASS Rules. means the rules of the FCA relating to the protection of client money and assets as defined in the FCA Handbook of rules and guidance The FCA's Client Assets Sourcebook (CASS) provides rules for firms to follow whenever the firm holds or controls client money or safe custody assets.