Fca cass handbook

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CASS 6.2 Holding of client assets · Requirement to protect clients' safe custody assets2 · Requirement to have adequate organisational arrangements · Registration Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules (1). The rules in this chapter specify the types of documents and records that must be maintained in a firm'sCASS resolution pack and the retrieval period for 3The mandate rules do not apply to a firm: (1). in relation to client money that the firm is holding in accordance with CASS 5 or CASS 7 (including client In relation to a firm to which CASS 5 (Client money: insurance distribution6 activity) and CASS 7 (Client money rules) apply, this chapter does not apply in CASS 7.10 Application and purpose · Opt-in to the client money rules · Loan-based crowdfunding · Money that is not client money: 'opt outs' for any business other To see a full list of Handbook modules affected, please see Annex B to the main FCA For the purposes of CASS 5.1.3 R the relevant rules are:.To see a full list of Handbook modules affected, please see Annex B to the main FCA The rules in CASS 1.2 set out the maximum scope of this sourcebook.