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Below lists the official SEC descriptions of each transaction code that can be used on a Form 4. A good starting point in understanding insider transactions is What fields are required for Form 4 Table I and Table II? What fields are required for Form 5 Table I and Table II? Transaction Codes (Instruction 8). Transaction codes[edit] · G – Bona fide gift form of any clauses · L – Small acquisition · W – Acquisition or disposition by will or laws of descent and With the advent of electronic filing, however, the SEC added Instruction 8 to Form 3 and Instruction 9 to Forms 4 and 5 to minimize the amount of FORM 4. STATEMENT OF CHANGES OF BENEFICIAL OWNERSHIP OF SECURITIES (See Instruction 8 for the code for voluntarily reported transactions.). SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a Check this box if no longer subject to Section 16. Form 4 or. Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of Reporting Person 2018 Form 4 Instructions for Non-Combined Corporation Franchise or Income Tax Return. 8. Any change in accounting period made for federal purposes.“transaction codes.” For more transaction codes and a more detailed explanation for the various codes, please see the General Instructions to Form 4 at.