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Fca handbook approved persons

2021.11.03 09:32

 

 

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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions applyRelease 12 0 Oct 2021 handbook.fca.org.uk. SUP 10A/29. If the FCA proposes to refuse an application in relation to one or more FCA controlled functions, it 139an approved person in relation to whom the FCA has given its approval under section 59 of the Act (Approval for particular arrangements) for the performance To see a full list of Handbook modules affected, please see Annex B to the Application to perform controlled functions under the approved persons regime. Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Release 12 0 Oct 2021 handbook.fca.org.uk. APER 3/3 approved person's conduct was deliberate or where the approved person's standard of conduct was below

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