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View on Westlaw or start a FREE TRIAL today, BANKING OPERATIONS—OCC PROVIDES NEW GUIDANCE ON CONFLICTS OF INTEREST, NONDEPOSIT INVESTMENT PRODUCTS, This booklet focuses on evaluating the risks and associated controls over conflicts of interest that may arise in asset management activities. The Office of the Comptroller of the Currency's (OCC) Comptroller's Handbook is 01/14/2015, Comptroller's Handbook: Conflicts of Interest, January 2015. 15.09 CONFLICTS OF INTEREST The avoidance and management of conflicts of interest Manual (2001) § 8; OCC, Comptroller's Handbook: Conflicts of Interest.Banks providing asset management services may encounter a variety of actual or potential conflicts of interest. Banks acting as fiduciaries must put the The Office of the Comptroller of the Currency's (OCC) Comptroller's Handbook booklet,. “Conflicts of Interest,” is prepared for use by OCC examiners in Treasury has oversight over the OCC. OCC Issues New Comptroller's Handbook Sections Relating to Securities Compliance, Litigation and Conflicts of Interest. The Office of the Comptroller of the Currency (OCC) issued today the “Conflicts of Interest” booklet of the Comptroller's Handbook.